Filing Details
- Accession Number:
- 0001024305-20-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-17 18:20:22
- Reporting Period:
- 2020-11-15
- Accepted Time:
- 2020-11-17 18:20:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024305 | Coty Inc. | COTY | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 133823358 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291809 | S Robert Singer | Coty Inc. 350 Fifth Avenue New York NY 10118 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-11-15 | 10,000 | $0.00 | 294,982 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2020-11-16 | 10,000 | $4.95 | 304,982 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2020-11-17 | 15,000 | $4.97 | 319,982 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2020-11-15 | 10,000 | $0.00 | 10,000 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Acquisiton | 2020-11-15 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | No | 4 | M | Direct | ||
| 65,000 | No | 4 | A | Direct |
Footnotes
- The total holdings reflect an adjustment of 2,400 additional shares of Class A Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $4.9976, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 to $4.98, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.
- Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2025, subject to certain vesting conditions and exceptions.
Billionaire Hedge Funds
