Filing Details
- Accession Number:
- 0001562180-20-006733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-17 18:13:23
- Reporting Period:
- 2020-11-13
- Accepted Time:
- 2020-11-17 18:13:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1455684 | Tpi Composites Inc | TPIC | Engines & Turbines (3510) | 201590775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1678420 | C Steven Lockard | 8501 North Scottsdale Road, Gainey Center Ii, Suite 100 Scottsdale AZ 85253 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-13 | 103,166 | $10.87 | 448,602 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-13 | 98,695 | $40.25 | 349,907 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-11-13 | 4,471 | $41.29 | 345,436 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-16 | 6,872 | $10.87 | 352,308 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-16 | 6,872 | $40.11 | 345,436 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-17 | 42,647 | $10.87 | 388,083 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-17 | 42,647 | $40.00 | 345,436 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-13 | 103,166 | $0.00 | 103,166 | $10.87 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-16 | 6,872 | $0.00 | 6,872 | $10.87 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-17 | 42,647 | $0.00 | 42,647 | $10.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
612,964 | 2025-05-29 | No | 4 | M | Direct | |
606,092 | 2025-05-29 | No | 4 | M | Direct | |
563,445 | 2025-05-29 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $40.00 to $40.98. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $41.00 to $41.64. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $40.00 to $40.57. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option representing a right to purchase a total of 819,720 shares, vest over a four year period as follows:25% of these securities vest on the first anniversary of the effective date of the initial public offering of the Issuer, and 6.25% vest on each quarterly anniversary thereafter, such that 100% of these securities vest on the fourth anniversary of the Issuer's offering; provided, that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.