Filing Details
- Accession Number:
- 0001179110-20-011158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-17 16:37:01
- Reporting Period:
- 2020-11-13
- Accepted Time:
- 2020-11-17 16:37:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365038 | Leaf Group Ltd. | LEAF | Services-Computer Processing & Data Preparation (7374) | 204731239 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1491495 | F. Adam Wergeles | 1655 26Th Street Santa Monica CA 90404 | Evp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 Par Value | Disposition | 2020-11-13 | 3,000 | $5.02 | 182,308 | No | 4 | S | Direct | |
| Common Stock, $.0001 Par Value | Disposition | 2020-11-16 | 721 | $5.00 | 181,587 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated August 19, 2020, executed by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.99 to $5.09, inclusive. The reporting person undertakes to provide to Leaf Group Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- Includes 129,168 unvested RSUs.
- Upon the vesting of 2,083 restricted stock units ("RSUs") previously granted to the reporting person, Leaf Group Ltd. withheld 721 shares to cover the reporting person's tax withholding obligation with respect to the vesting of such RSUs.
- Includes 127,085 unvested RSUs.
Billionaire Hedge Funds
