Filing Details
- Accession Number:
- 0001181431-11-022243
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 12:25:15
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 12:25:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1177264 | Iii O Michael Mccarthy | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Chief Legal & Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-01 | 35,000 | $0.00 | 36,886 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 11,725 | $8.27 | 25,161 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-04-04 | 4,655 | $8.12 | 20,506 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-04-01 | 35,000 | $0.00 | 35,000 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2011-02-10 | 33,000 | $0.00 | 33,000 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2011-02-10 | 65,000 | $0.00 | 65,000 | $8.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 33,000 | No | 4 | A | Direct | ||
| 65,000 | 2021-02-10 | No | 4 | A | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2010.
- This price represents the weighted average sale price of the shares sold ranging from $7.98 to $8.9799 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
- The RSUs fully vested on April 1, 2011.
- The RSUs vest in three equal annual installments beginning on February 5, 2012.
- This option vests and becomes exercisable in 36 equal monthly installments commencing on the date of grant.
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