Filing Details
- Accession Number:
- 0001181580-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 12:18:31
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 12:18:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819913 | Hallmark Financial Services Inc | HALL | Insurance Carriers, Nec (6399) | 870447375 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1285001 | J Mark Morrison | 777 Main Street Suite 1000 Fort Worth TX 76102 | President; Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-04 | 5,000 | $8.09 | 80,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $6.61 | 2019-04-01 | 75,000 | 75,000 | Direct | |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $11.46 | 2018-05-22 | 50,000 | 50,000 | Direct | |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $12.52 | 2017-05-24 | 100,000 | 100,000 | Direct | |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $11.34 | 2016-05-25 | 20,833 | 20,833 | Direct | |
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $7.14 | 2015-05-27 | 16,667 | 16,667 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-04-01 | 75,000 | 75,000 | Direct |
| 2018-05-22 | 50,000 | 50,000 | Direct |
| 2017-05-24 | 100,000 | 100,000 | Direct |
| 2016-05-25 | 20,833 | 20,833 | Direct |
| 2015-05-27 | 16,667 | 16,667 | Direct |
Footnotes
- Represents grant of employee stock options which become exercisable in seven equal annual installments commencing April 1, 2010.
- Represents grant of employee stock options exercisable as to 5,000, 10,000, 15,000 and 20,000 shares on May 22, 2009, 2010, 2011 and 2012, respectively.
- Represents grant of employee stock options exercisable as to 10,000, 20,000, 30,000 and 40,000 shares on May 24, 2008, 2009, 2010 and 2011, respectively.
- Represents grant of employee stock options exercisable as to 2,083, 4,167, 6,250 and 8,333 shares on May 25, 2007, 2008, 2009 and 2010, respectively.
- Represents grant of employee stock options exercisable as to 1,667, 3,333, 5,000 and 6,667 shares on May 27, 2006, 2007, 2008 and 2009, respectively.
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