Filing Details
- Accession Number:
- 0001209191-20-058564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-16 19:29:53
- Reporting Period:
- 2020-11-12
- Accepted Time:
- 2020-11-16 19:29:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524223 | Manning & Napier Inc. | MN | Investment Advice (6282) | 452609100 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1733797 | Ebrahim Busheri | C/O Manning &Amp; Napier, Inc. 290 Woodcliff Drive Fairport NY 14450 | Director Of Investments | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 | Acquisiton | 2020-11-12 | 16,008 | $3.85 | 386,417 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.80 to $3.88, inclusive. The reporting person undertakes to provide to Manning & Napier, Inc., any security holder of Manning & Napier, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
- Includes 232,751 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with 102,331 vesting on December 31, 2020, 79,415 vesting on December 31, 2021, and 51,005 vesting on December 31, 2022.
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