Filing Details
- Accession Number:
- 0001127602-11-012296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 11:39:28
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 11:39:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211692 | Emil Brolick | C/O Taco Bell Corp. Irvine CA 92714 | Coo - Yum | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-01 | 8,200 | $12.16 | 8,204 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-01 | 3,076 | $51.38 | 5,128 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-04-01 | 26,038 | $51.38 | 31,166 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-01 | 8,200 | $51.82 | 22,966 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-01 | 7,246 | $51.38 | 30,212 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-04-01 | 4,527 | $51.38 | 34,739 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-01 | 1,922 | $51.38 | 32,817 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-04-01 | 11,054 | $51.38 | 21,763 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-01 | 8,200 | $0.00 | 8,200 | $12.16 |
Common Stock | Phantom Stock | Disposition | 2011-04-01 | 26,038 | $0.00 | 26,038 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2011-04-01 | 7,246 | $0.00 | 7,246 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2011-04-01 | 4,527 | $0.00 | 4,527 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,630 | 2004-01-23 | 2013-01-23 | No | 4 | M | Direct |
1 | No | 4 | M | Direct | ||
14,493 | No | 4 | M | Direct | ||
27,163 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $12.16 | 2004-01-23 | 2013-01-23 | 164,916 | 164,916 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-01-23 | 164,916 | 164,916 | Direct |
Footnotes
- Shares exercised and sold pursuant to SEC 10b5-1 plan.
- Conversion occurs on a one-for-one basis.
- Phantom Exercise Date
- The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
- This transaction was executed in multiple trades at prices ranging from $51.74 to $51.85. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.