Filing Details

Accession Number:
0001127602-11-012296
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-05 11:39:28
Reporting Period:
2011-04-01
Filing Date:
2011-04-05
Accepted Time:
2011-04-05 11:39:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211692 Emil Brolick C/O Taco Bell Corp.
Irvine CA 92714
Coo - Yum No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-01 8,200 $12.16 8,204 No 4 M Direct
Common Stock Disposition 2011-04-01 3,076 $51.38 5,128 No 4 F Direct
Common Stock Acquisiton 2011-04-01 26,038 $51.38 31,166 No 4 M Direct
Common Stock Disposition 2011-04-01 8,200 $51.82 22,966 No 4 S Direct
Common Stock Acquisiton 2011-04-01 7,246 $51.38 30,212 No 4 M Direct
Common Stock Acquisiton 2011-04-01 4,527 $51.38 34,739 No 4 M Direct
Common Stock Disposition 2011-04-01 1,922 $51.38 32,817 No 4 F Direct
Common Stock Disposition 2011-04-01 11,054 $51.38 21,763 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-04-01 8,200 $0.00 8,200 $12.16
Common Stock Phantom Stock Disposition 2011-04-01 26,038 $0.00 26,038 $0.00
Common Stock Phantom Stock Disposition 2011-04-01 7,246 $0.00 7,246 $0.00
Common Stock Phantom Stock Disposition 2011-04-01 4,527 $0.00 4,527 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,630 2004-01-23 2013-01-23 No 4 M Direct
1 No 4 M Direct
14,493 No 4 M Direct
27,163 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $12.16 2004-01-23 2013-01-23 164,916 164,916 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-01-23 164,916 164,916 Direct
Footnotes
  1. Shares exercised and sold pursuant to SEC 10b5-1 plan.
  2. Conversion occurs on a one-for-one basis.
  3. Phantom Exercise Date
  4. The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
  5. This transaction was executed in multiple trades at prices ranging from $51.74 to $51.85. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.