Filing Details
- Accession Number:
- 0001283875-20-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-16 17:47:16
- Reporting Period:
- 2020-11-13
- Accepted Time:
- 2020-11-16 17:47:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
768411 | Cyberoptics Corp | CYBE | Optical Instruments & Lenses (3827) | 411472057 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184340 | A. Jeffrey Bertelsen | 5900 Golden Hills Drive Golden Valley MN 55416 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-13 | 16,750 | $5.39 | 27,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-13 | 7,700 | $24.34 | 19,700 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2020-11-13 | 10,000 | $7.70 | 29,750 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-13 | 5,256 | $24.34 | 24,444 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-11-13 | 3,307 | $24.25 | 88,299 | No | 4 | S | Indirect | In Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Indirect | In Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2020-11-13 | 16,750 | $0.00 | 16,750 | $5.39 |
Common Stock | Employee Stock Option | Disposition | 2020-11-13 | 10,000 | $0.00 | 10,000 | $7.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-06 | 2020-12-06 | No | 4 | M | Direct |
0 | 2015-02-21 | 2021-02-21 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $9.62 | 2015-12-05 | 2021-12-05 | 18,500 | 18,500 | Direct |
Common Stock | Employee Stock Option | $7.18 | 2016-12-11 | 2022-12-11 | 26,000 | 26,000 | Direct |
Common Stock | Employee Stock Option | $26.40 | 2017-12-09 | 2023-12-09 | 5,500 | 5,500 | Direct |
Common Stock | Employee Stock Option | $15.40 | 2018-12-08 | 2024-12-08 | 9,200 | 9,200 | Direct |
Common Stock | Employee Stock Option | $19.46 | 2019-12-07 | 2025-12-07 | 7,400 | 7,400 | Direct |
Common Stock | Employee Stock Option | $16.23 | 2020-12-06 | 2026-12-06 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-05 | 18,500 | 18,500 | Direct |
2022-12-11 | 26,000 | 26,000 | Direct |
2023-12-09 | 5,500 | 5,500 | Direct |
2024-12-08 | 9,200 | 9,200 | Direct |
2025-12-07 | 7,400 | 7,400 | Direct |
2026-12-06 | 10,000 | 10,000 | Direct |
Footnotes
- Includes (a) 375 restricted stock units that vest on December 9, 2020; (b) 2,500 restricted stock units that vest in increments of 1,250 shares on each of December 8, 2020 and 2021; and (c) 2,775 restricted stock units that vest in increments of 925 shares on each of December 7, 2020, 2021 and 2022; and (d) 5,000 restricted stock units that vest in increments of 1,250 shares on each of December 6, 2020, 2021, 2022 and 2023.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.82, inclusive. The reporting person undertakes to provide to CyberOptics Corporation, any security holder of CyberOptics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Shares are held in a revocable trust of which the reporting person and his spouse are trustees.
- Fully exercisable.
- Exercisable with respect to 25% of such shares on such date and with respect to an additional cumulative 25% of such shares on the next three anniversaries of such date.