Filing Details
- Accession Number:
- 0001601712-20-000287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-16 16:14:38
- Reporting Period:
- 2020-11-12
- Accepted Time:
- 2020-11-16 16:14:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614721 | F Henry Greig | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Dividend Equivalent Unit | Acquisiton | 2020-11-12 | 405 | $29.11 | 164,770 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-11-12 | 35,000 | $23.00 | 199,770 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-12 | 35,000 | $29.00 | 164,770 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-12 | 35,000 | $0.00 | 35,000 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,609 | 2018-07-31 | 2024-07-31 | No | 4 | M | Direct |
Footnotes
- Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2020.