Filing Details

Accession Number:
0001601712-20-000287
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-16 16:14:38
Reporting Period:
2020-11-12
Accepted Time:
2020-11-16 16:14:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1601712 Synchrony Financial SYF Finance Services (6199) 510483352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614721 F Henry Greig C/O Synchrony Financial
777 Long Ridge Road
Stamford CT 06902
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Dividend Equivalent Unit Acquisiton 2020-11-12 405 $29.11 164,770 No 4 A Direct
Common Stock Acquisiton 2020-11-12 35,000 $23.00 199,770 No 4 M Direct
Common Stock Disposition 2020-11-12 35,000 $29.00 164,770 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-11-12 35,000 $0.00 35,000 $23.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
76,609 2018-07-31 2024-07-31 No 4 M Direct
Footnotes
  1. Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
  2. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2020.