Filing Details

Accession Number:
0001127602-20-029084
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-16 14:56:12
Reporting Period:
2020-11-06
Accepted Time:
2020-11-16 14:56:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628590 W David Gibbs 7100 Corporate Drive
Plano TX 75024
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-06 993 $100.70 71,288 No 5 G Direct
Common Stock Acquisiton 2020-11-16 3,768 $35.10 75,056 No 4 M Direct
Common Stock Disposition 2020-11-16 1,286 $102.87 73,770 No 4 D Direct
Common Stock Disposition 2020-11-16 2,482 $103.71 71,288 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2020-11-16 3,768 $0.00 3,768 $35.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,536 2012-02-04 2021-02-04 No 4 M Direct
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. Vesting occurs on a quarterly basis beginning one year from grant date.