Filing Details
- Accession Number:
- 0001127602-20-029084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-16 14:56:12
- Reporting Period:
- 2020-11-06
- Accepted Time:
- 2020-11-16 14:56:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1628590 | W David Gibbs | 7100 Corporate Drive Plano TX 75024 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-11-06 | 993 | $100.70 | 71,288 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2020-11-16 | 3,768 | $35.10 | 75,056 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-16 | 1,286 | $102.87 | 73,770 | No | 4 | D | Direct | |
Common Stock | Disposition | 2020-11-16 | 2,482 | $103.71 | 71,288 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2020-11-16 | 3,768 | $0.00 | 3,768 | $35.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,536 | 2012-02-04 | 2021-02-04 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- Vesting occurs on a quarterly basis beginning one year from grant date.