Home > Insider Trading > Filing (0001562180-20-006698)

Filing Details

Accession Number:: 0001562180-20-006698
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-13 21:25:15
Reporting Period:: 2020-11-11

Accepted Time:: 2020-11-13 21:25:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1404123	1Life Healthcare Inc	ONEM	Services-Offices & Clinics Of Doctors Of Medicine (8011)	760707204

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1642829	Dan Amir Rubin	C/O 1Life Healthcare, Inc. One Embarcadero Center, Suite 1900 San Francisco CA 94111	Chair, Ceo And President	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-11	235,000	$4.01	484,377	No	4	M	Direct
Common Stock	Disposition	2020-11-11	232,200	$34.38	252,177	No	4	S	Direct
Common Stock	Disposition	2020-11-11	2,800	$35.28	249,377	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-11	235,000	$0.00	235,000	$4.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,301,460		2027-09-13	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$4.01		2027-09-13	1,589,798	1,589,798	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-09-13	1,589,798	1,589,798	Direct

Footnotes

The shares subject to the option vest as follows: 20% of the shares subject to the option vest on the first anniversary of the vesting commencement date; and 1/60th of the shares subject to the option vest monthly thereafter over the following four years, subject to reporting person's continuous service as of each such date.
These trades were made pursuant to a Rule 10b5-1 trading plan with shares of common stock received upon concurrent exercises of stock options.
This transaction was executed in multiple trades at prices ranging from $34.00 to $34.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $35.00 to $35.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
On August 19, August 21, August 25, August 31 and September 30, 2020, the reporting person filed Forms 4 which inadvertently reported the incorrect stock option (the "Prior Option") from which shares were exercised for trades pursuant to a Rule 10b5-1 trading plan. This number has been adjusted to reflect the correct stock option from which shares were exercised as reflected in the abovementioned Forms 4. In addition, the reporting person has set forth in this Table II the exercise price, expiration date and total number of shares of common stock underlying the Prior Option as of the date of this Form 4 solely for convenience of the reader.
The shares subject to the Prior Option vested upon the execution of the underwriting agreement in connection with the Issuer's initial public offering.