Filing Details
- Accession Number:
- 0001562180-20-006696
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-13 17:12:56
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-13 17:12:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1455684 | Tpi Composites Inc | TPIC | Engines & Turbines (3510) | 201590775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678414 | J Thomas Castle | 8501 North Scottsdale Road, Gainey Center Ii, Suite 100 Scottsdale AZ 85253 | * See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-10 | 1,300 | $16.53 | 1,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-10 | 1,300 | $39.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-11 | 48,700 | $16.53 | 48,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-11 | 48,700 | $39.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-12 | 8,204 | $16.53 | 8,204 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-12 | 8,204 | $42.07 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-10 | 1,300 | $0.00 | 1,300 | $16.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-11 | 48,700 | $0.00 | 48,700 | $16.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-12 | 8,204 | $0.00 | 8,204 | $16.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 172,940 | 2025-12-23 | No | 4 | M | Direct | |
| 124,240 | 2025-12-23 | No | 4 | M | Direct | |
| 116,036 | 2025-12-23 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $39.50 to $39.51. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $42.00 to $42.19. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option representing a right to purchase a total of 174,940 shares, 25% of the Option Shares shall vest on the first anniversary of the effective date of the Companys initial public offering of its common stock, and thereafter 6.25% of the Option Shares shall vest per quarter on each quarterly anniversary date for the ensuing 12 quarters until the 12th ensuing quarter whereby all remaining shares shall vest. provided, that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
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