Filing Details
- Accession Number:
- 0001127602-20-029001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-13 16:50:17
- Reporting Period:
- 2020-11-11
- Accepted Time:
- 2020-11-13 16:50:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1130144 | Sierra Bancorp | BSRR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032641 | C James Holly | 86 N. Main Street Porterville CA 93257 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-11 | 3,781 | $10.73 | 380,257 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-11 | 3,781 | $21.90 | 376,476 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-12 | 212 | $10.73 | 376,688 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-12 | 212 | $21.66 | 376,476 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-13 | 1,007 | $10.73 | 377,483 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-13 | 1,007 | $21.76 | 376,476 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2020-11-11 | 3,781 | $0.00 | 3,781 | $10.73 |
| Common Stock | Stock Options | Disposition | 2020-11-12 | 212 | $0.00 | 212 | $10.73 |
| Common Stock | Stock Options | Disposition | 2020-11-13 | 1,007 | $0.00 | 1,007 | $10.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,219 | 2010-11-18 | 2020-11-18 | No | 4 | M | Direct |
| 1,007 | 2010-11-18 | 2020-11-18 | No | 4 | M | Direct |
| 0 | 2010-11-18 | 2020-11-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,000 | Indirect | Shares Held By Ltd Partnership |
| Common Stock | 3,333 | Direct |
Billionaire Hedge Funds
