Filing Details
- Accession Number:
- 0001127602-20-028996
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-13 16:39:21
- Reporting Period:
- 2020-11-11
- Accepted Time:
- 2020-11-13 16:39:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247972 | B Beatrice Taplin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-11-11 | 154,845 | $16.52 | 189,755 | No | 4 | S | Indirect | Proportionate membership interest in shares held by Abigail II, LLC |
Class A Common Stock | Disposition | 2020-11-11 | 154,845 | $16.52 | 34,910 | No | 4 | S | Indirect | Proportionate membership interest in shares held by Abigail II, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Proportionate membership interest in shares held by Abigail II, LLC |
No | 4 | S | Indirect | Proportionate membership interest in shares held by Abigail II, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 13,040 | Indirect | By Marital Trust/PNC |
Class A Common Stock | 26,614 | Indirect | BBT/Wells Fargo Trust |
Class A Common Stock | 9,785 | Indirect | By Trust/GC#5 |
Class A Common Stock | 9,785 | Indirect | By Trust/GC#4 |
Class A Common Stock | 5,250 | Indirect | By Trust/GC#1 |
Class A Common Stock | 12,649 | Indirect | By Trust/GC#2 |
Class A Common Stock | 12,649 | Indirect | By Trust/GC#3 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 27,310 | 27,310 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
27,310 | 27,310 | Indirect |
Footnotes
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $6,822,339 plus interest which will accrue at a rate of 0.39% per annum, the principal amount of which indebtedness will be due and owing on November 11, 2028 and the accrued interest will be due and owing annually during the term.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $6,822,339 plus interest which will accrue at a rate of 0.39% per annum, the principal amount of which indebtedness will be due and owing on November 11, 2028 and the accrued interest will be due and owing annually during the term.
- Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.
- Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
- N/A