Filing Details
- Accession Number:
- 0001127602-20-028989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-13 16:34:49
- Reporting Period:
- 2020-11-11
- Accepted Time:
- 2020-11-13 16:34:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Avient Corp | AVNT | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1632842 | K. Lisa Kunkle | Avient Center 33587 Walker Road Avon Lake OH 44012 | Svp Gnrl Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-11 | 12,300 | $14.81 | 79,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-11 | 7,292 | $34.96 | 72,208 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2020-11-11 | 18,300 | $14.61 | 90,508 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-11 | 11,266 | $34.96 | 79,242 | No | 4 | D | Direct | |
Common Stock | Disposition | 2020-11-12 | 12,042 | $34.51 | 67,200 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2020-11-11 | 12,300 | $0.00 | 12,300 | $14.81 |
Common Stock | Stock Appreciation Rights | Disposition | 2020-11-11 | 18,300 | $0.00 | 18,300 | $14.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-02-16 | No | 4 | M | Direct | |
0 | 2022-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,951 | Indirect | Savings Plan Trust |
Footnotes
- The sale price is a weighted average for the sale transactions. The sales prices range from a low of $34.10 per share to a high of $34.92. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.
- The information in this report is based on a Avient Retirement Savings Plan statement as of November 11, 2020.
- The stock appreciation rights vested in three equal annual installments beginning February 16, 2012.
- SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.