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Home > Insider Trading > Filing (0001487918-20-000092)

Filing Details

Accession Number:: 0001487918-20-000092
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-13 16:22:04
Reporting Period:: 2020-11-11

Accepted Time:: 2020-11-13 16:22:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487918	Ofs Capital Corp	OFS	()	461339639

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1521654	Bilal Rashid	C/O Ofs Capital Corporation 10 S. Wacker Drive, Suite 2500 Chicago IL 60606	Director And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-11	355	$4.93	355	No	4	P	Direct
Common Stock	Acquisiton	2020-11-11	95	$4.95	450	No	4	P	Direct
Common Stock	Acquisiton	2020-11-11	200	$5.13	650	No	4	P	Direct
Common Stock	Acquisiton	2020-11-11	650	$5.14	1,300	No	4	P	Direct
Common Stock	Acquisiton	2020-11-11	18,700	$5.17	20,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,946,474	Indirect	-

Footnotes

These securities are held by Orchard First Source Asset Management ("OFSAM"). Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM. Mr. Rashid disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.