Filing Details
- Accession Number:
- 0001487918-20-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-13 16:21:11
- Reporting Period:
- 2020-11-11
- Accepted Time:
- 2020-11-13 16:21:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487918 | Ofs Capital Corp | OFS | () | 461339639 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613440 | A Jeffrey Cerny | C/O Ofs Capital Corporation 10 S. Wacker Drive, Suite 2500 Chicago IL 60606 | Director And Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-11 | 20,000 | $5.07 | 20,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-11-12 | 10,000 | $5.08 | 30,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,946,474 | Indirect | - |
Footnotes
- The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.88 to $5.17, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.06 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
- These securities are held by Orchard First Source Asset Management ("OFSAM"). Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM. Mr. Cerny disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.