Filing Details
- Accession Number:
- 0001127602-20-028981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-13 16:16:28
- Reporting Period:
- 2020-11-11
- Accepted Time:
- 2020-11-13 16:16:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1709164 | Hamilton Beach Brands Holding Co | HBB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247972 | B Beatrice Taplin | 4421 Waterfront Drive Glen Allen VA 23060 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2020-11-11 | 154,845 | $13.77 | 189,755 | No | 4 | S | Indirect | Proportionate LLC interest in shares held by Abigail II, LLC |
| Class A Common Stock | Disposition | 2020-11-11 | 154,845 | $13.77 | 34,910 | No | 4 | S | Indirect | Proportionate LLC interest in shares held by Abigail II, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Proportionate LLC interest in shares held by Abigail II, LLC |
| No | 4 | S | Indirect | Proportionate LLC interest in shares held by Abigail II, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2020-11-11 | 154,845 | $13.77 | 154,845 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-11-11 | 154,845 | $13.77 | 154,845 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 189,755 | No | 4 | S | Indirect | ||
| 34,910 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 13,040 | Indirect | Held by Trust for the benefit of Reporting Person dated 1/21/1966. |
| Class A Common Stock | 59,052 | Indirect | Held by Trust for which Reporting Person is both Trustee and Beneficiary. |
| Class A Common Stock | 0 | Indirect | Proportionate LLC interest in shares held by Abigail LLC |
| Class A Common Stock | 50,118 | Indirect | Reporting Person serves as Co-Trustee of Trusts for the benefit of grandchildren. |
| Class A Common Stock | 0 | Indirect | Shares held in Trust: 2012 Taplin Annuity Trust #2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 13,040 | 13,040 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 89,780 | 89,780 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 50,118 | 50,118 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 13,040 | 13,040 | Indirect | |
| 89,780 | 89,780 | Indirect | |
| 0 | 0 | Indirect | |
| 50,118 | 50,118 | Indirect | |
| 0 | 0 | Indirect |
Footnotes
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $6,822,339 plus interest which will accrue at a rate of 0.39% per annum, the principal amount of which indebtedness will be due and owing on November 11, 2028 and the accrued interest will be due and owing annually during the term.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
Billionaire Hedge Funds
