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Home > Insider Trading > Filing (0001019056-20-000569)

Filing Details

Accession Number:: 0001019056-20-000569
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-13 13:43:08
Reporting Period:: 2020-11-13

Accepted Time:: 2020-11-13 13:43:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
872912	Delcath Systems Inc.	DCTH	Surgical & Medical Instruments & Apparatus (3841)	061245881

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623082	J A Steven Salamon	C/O Rosalind Advisors, Inc. 175 Bloor Street Suite 1316, North Tower Toronto A6 M5R 2L4		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2020-11-13	2,000	$11.51	187,000	No	4	P	Indirect	By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds

Footnotes

Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".