Filing Details
- Accession Number:
- 0001179110-20-011090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 21:31:16
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 21:31:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604821 | Natera Inc. | NTRA | Services-Medical Laboratories (8071) | 010894487 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1646382 | Matthew Rabinowitz | C/O Natera, Inc., 201 Industrial Road Suite 410 San Carlos CA 94070 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-11-09 | 18,366 | $79.05 | 271,634 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-09 | 14,041 | $79.83 | 257,593 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-09 | 9,218 | $80.76 | 248,375 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-09 | 16,533 | $82.00 | 231,842 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-09 | 25,070 | $82.88 | 206,772 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-09 | 6,272 | $83.75 | 200,500 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-09 | 500 | $84.50 | 200,000 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-10 | 4,055 | $74.86 | 195,945 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-10 | 7,523 | $75.89 | 188,422 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-10 | 37,865 | $77.03 | 150,557 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-10 | 28,746 | $77.92 | 121,811 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-10 | 11,211 | $78.80 | 110,600 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-10 | 600 | $79.54 | 110,000 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-11 | 1,100 | $76.01 | 108,900 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-11 | 34,752 | $77.62 | 74,148 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-11 | 33,512 | $78.16 | 40,636 | No | 4 | S | Indirect | By RMDM Trust |
Common Stock | Disposition | 2020-11-11 | 636 | $79.21 | 40,000 | No | 4 | S | Indirect | By RMDM Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
No | 4 | S | Indirect | By RMDM Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 572,574 | Direct | |
Common Stock | 613,496 | Indirect | By Matthew Rabinowitz Grantor Retained Annuity Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.34 to $79.33 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.34 to $80.325 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.37 to $81.31 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.38 to $82.36 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.38 to $83.37 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.40 to $84.20 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.45 to $84.51 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.27 to $75.26 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.44 to $76.43 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.44 to $77.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.46 to $78.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.50 to $79.40 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.53 to $79.55 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.63 to $76.20 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.87 to $77.865 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.87 to $78.865 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.91 to $79.44 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Mr. Rabinowitz is a trustee of the Matthew Rabinowitz Grantor Retained Annuity Trust, and has voting and dispositive power with respect to the reported shares. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.