Filing Details
- Accession Number:
- 0001469367-20-000236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 21:15:30
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 21:15:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1469367 | Sunrun Inc. | RUN | Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures (3430) | 262841711 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673823 | David Bywater | C/O Sunrun Inc. 225 Bush Street, Suite 1400 San Francisco CA 94104 | Ceo Of Vivint Solar, Inc. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-06 | 56,000 | $0.00 | 540,773 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2020-11-06 | 56,000 | $0.00 | 56,000 | No | 5 | G | Indirect | Held by Bywater Family Charitable Trust |
| Common Stock | Acquisiton | 2020-11-09 | 176,562 | $5.19 | 717,335 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-09 | 110,854 | $5.73 | 828,189 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-09 | 158,156 | $57.88 | 670,033 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-09 | 59,411 | $58.74 | 610,622 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-09 | 102,486 | $59.76 | 508,136 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-09 | 7,679 | $61.19 | 500,457 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-09 | 13,307 | $57.88 | 42,693 | No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| Common Stock | Disposition | 2020-11-09 | 4,994 | $58.77 | 37,699 | No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| Common Stock | Disposition | 2020-11-09 | 6,400 | $59.61 | 31,299 | No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| Common Stock | Disposition | 2020-11-09 | 487 | $61.20 | 30,812 | No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| Common Stock | Acquisiton | 2020-11-10 | 31,376 | $5.73 | 531,833 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-10 | 64,101 | $54.16 | 467,732 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-10 | 700 | $55.03 | 467,032 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-10 | 30,012 | $54.18 | 800 | No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| Common Stock | Disposition | 2020-11-10 | 800 | $55.03 | 0 | No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| Common Stock | Disposition | 2020-11-12 | 27,867 | $57.00 | 439,165 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Held by Bywater Family Charitable Trust |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| No | 4 | S | Indirect | Held by Bywater Family Charitable Trust |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-09 | 176,562 | $0.00 | 176,562 | $5.19 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-09 | 110,854 | $0.00 | 110,854 | $5.73 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-10 | 31,376 | $0.00 | 31,376 | $5.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,808 | 2026-12-14 | No | 4 | M | Direct | |
| 156,135 | 2028-03-15 | No | 4 | M | Direct | |
| 124,759 | 2028-03-15 | No | 4 | M | Direct |
Footnotes
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.28 to $58.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.28 to $59.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.28 to $60.0353 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.02 to $61.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.29 to $58.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.30 to $59.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.30 to $60.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.53 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.00 to $57.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Shares held following the reported transactions include 210,154 Restricted Stock Units, which are subject to forfeiture until they vest.
- 25% of the shares subject to the original option grant vested on December 6, 2017, and an additional 6.25% of the original option grant vest at the end of each three month period thereafter until this option is fully vested, subject to the Reporting Person's continued service to the Issuer through each such date. Original option was for 281,875 shares, of which 96,505 had previously been exercised.
- 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date.
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