Filing Details
- Accession Number:
- 0001654954-20-012291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 21:05:26
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-12 21:05:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602388 | Patrick J. Galleher | C/O Issuer Direct Corp One Glenwood Avenue, Suite 1001 Raleigh NC 27603 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-10 | 11,239 | $21.70 | 25,761 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-12 | 8,000 | $13.00 | 33,761 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-12 | 8,000 | $17.40 | 41,761 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock | Disposition | 2020-11-12 | 8,000 | $0.00 | 8,000 | $13.00 |
| Common Stock | Options to purchase common stock | Disposition | 2020-11-12 | 8,000 | $0.00 | 8,000 | $17.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-09-28 | 2027-09-28 | No | 4 | M | Direct |
| 0 | 2019-06-01 | 2028-06-01 | No | 4 | M | Direct |
Footnotes
- The Reporting Person sold these 11,239 shares of common stock in order to pay the exercise price for the option exercises described in footnotes 3 and 4 below.
- The $21.70 represents a weighted average price. The Reporting Person sold 9,739 shares of common stock at a price of $21.70 per share, 1,000 shares of common stock at a price of $21.71 and 500 shares of common stock at a price of $21.75 per share.
- The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $13.00. The option was originally granted on September 28, 2017. No additional shares of common stock underly this option.
- The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $17.40. The option was originally granted on June 1, 2018. No additional shares of common stock underly this option.
Billionaire Hedge Funds
