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Filing Details

Accession Number:: 0001209191-20-058162
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2020-11-12 19:35:31
Reporting Period:: 2020-06-11

Accepted Time:: 2020-11-12 19:35:31
Original Submission Date:: 2020-08-25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1722482	Avantor Inc.	AVTR	Laboratory Analytical Instruments (3826)	822758923

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1776123	Jo Natauri	C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-11	2,055	$16.92	58,883,032	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-11	2,055	$16.92	58,880,977	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-12	300	$16.98	58,880,801	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-12	300	$16.98	58,881,101	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-18	6,798	$17.51	58,874,663	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-18	6,798	$17.51	58,881,461	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-19	2	$17.95	58,881,469	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-19	2	$17.95	58,881,467	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-22	29	$17.38	58,881,462	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-22	29	$17.38	58,881,433	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-23	300	$17.75	58,881,711	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-23	300	$17.75	58,881,411	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-25	151	$16.84	58,881,738	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-25	151	$16.84	58,881,889	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-26	20	$16.82	58,881,228	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-26	20	$16.82	58,881,208	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	1,910	$17.10	58,885,252	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-30	400	$17.00	58,884,852	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	584	$17.10	58,885,436	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	400	$17.00	58,885,836	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-30	3,653	$17.10	58,882,183	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	1,103	$17.10	58,883,286	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	56	$17.16	58,883,342	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-07-01	646	$16.99	58,885,713	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-07-01	10,000	$17.00	58,875,713	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-07-01	436	$16.99	58,876,149	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-07-01	347	$16.99	58,876,496	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-07-01	2,006	$16.99	58,874,490	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-07-01	13,404	$17.09	58,861,086	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-07-01	62	$16.99	58,861,148	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	6.250% Series A Mandatory Convertible Preferred Stock	Acquisiton	2020-06-18	630	$59.45	1,915	$17.18
Common Stock	6.250% Series A Mandatory Convertible Preferred Stock	Disposition	2020-06-18	630	$59.45	1,915	$17.18

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
726			No	4	P	Indirect
96			No	4	S	Indirect

Footnotes

Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b), the amount of profit potentially recoverable by Avantor, Inc. (the "Issuer") from the reported transactions has been remitted to the Issuer.
These transactions in the Issuer's common stock (the "Common Stock") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.
The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
The Reporting Person is currently analyzing additional trading activity in the Issuer's equity securities and, if necessary, will file another Form 4 aspromptly as reasonably practicable once that analysis is complete.
The Series A Mandatory Convertible Preferred Stock (the "Preferred Stock") is convertible into shares of the Issuer's Common Stock. At any time prior to May 15, 2022, holders of the Preferred Stock may elect to convert each share of the Preferred Stock into shares of Common Stock at the minimum conversion rate of 3.0395 shares of Common Stock per share of Preferred Stock.