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Filing Details

Accession Number:: 0001209191-20-058160
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2020-11-12 19:31:28
Reporting Period:: 2020-06-11

Accepted Time:: 2020-11-12 19:31:28
Original Submission Date:: 2020-08-25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1722482	Avantor Inc.	AVTR	()	NY

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
769993	Goldman Sachs & Co. Llc	200 West Street New York NY 10282	No	No	Yes	No
886982	Goldman Sachs Group Inc	200 West Street New York NY 10282	No	No	Yes	No
1575993	Broad Street Principal Investments, L.l.c.	200 West Street New York NY 10282	No	No	Yes	No
1615636	Bridge Street Opportunity Advisors, L.l.c.	200 West Street New York NY 10282	No	No	Yes	No
1698770	Stonebridge 2017 Offshore, L.p.	200 West Street New York NY 10282-2198	No	No	Yes	No
1698772	Stonebridge 2017, L.p.	200 West Street New York NY 10282-2198	No	No	Yes	No
1708241	Vwr Partners, L.p.	200 West Street New York NY 10282	No	No	Yes	No
1729502	Stonebridge 2018, L.p.	200 West Street New York NY 10282	No	No	Yes	No
1729503	Stonebridge 2018 Offshore, L.p.	200 West Street New York NY 10282	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-11	2,055	$16.92	58,883,032	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-11	2,055	$16.92	58,880,977	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-12	300	$16.98	58,880,801	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-12	300	$16.98	58,881,101	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-18	6,798	$17.51	58,874,663	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-18	6,798	$17.51	58,881,461	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-19	2	$17.95	58,881,469	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-19	2	$17.95	58,881,467	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-22	29	$17.38	58,881,462	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-22	29	$17.38	58,881,433	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-23	300	$17.75	58,881,711	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-23	300	$17.75	58,881,411	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-25	151	$16.84	58,881,738	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-25	151	$16.84	58,881,889	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-26	20	$16.82	58,881,228	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-26	20	$16.82	58,881,208	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	1,910	$17.10	58,885,252	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-30	400	$17.00	58,884,852	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	584	$17.10	58,885,436	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	400	$17.00	58,885,836	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-06-30	3,653	$17.10	58,882,183	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	1,103	$17.10	58,883,286	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-06-30	56	$17.16	58,883,342	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-07-01	646	$16.99	58,885,713	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-07-01	10,000	$17.00	58,875,713	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-07-01	436	$16.99	58,876,149	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-07-01	347	$16.99	58,876,496	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-07-01	2,006	$16.99	58,874,490	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2020-07-01	13,404	$17.09	58,861,086	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-07-01	62	$16.99	58,861,148	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	6.250% Series A Mandatory Convertible Preferred Stock	Acquisiton	2020-06-18	630	$59.45	1,915	$17.18
Common Stock	6.250% Series A Mandatory Convertible Preferred Stock	Disposition	2020-06-18	630	$59.45	1,915	$17.18

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
726			No	4	P	Indirect
96			No	4	S	Indirect

Footnotes

Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b), the amount of profit potentially recoverable by Avantor, Inc (the "Issuer") from the reported transactions has been remitted to the Issuer.
These transactions in the Issuer's common stock (the "Common Stock") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.
This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs, Broad Street Principal Investments, L.L.C. ("BSPI"), StoneBridge 2017, L.P. ("StoneBridge 2017"), StoneBridge 2017 Offshore, L.P. ("StoneBridge 2017 Offshore"), VWR Partners, L.P. ("VWR"), StoneBridge 2018, L.P. ("StoneBridge 2018"), StoneBridge 2018 Offshore, L.P. ("StoneBridge 2018 Offshore" and, together with StoneBridge 2017, StoneBridge 2017 Offshore, VWR and StoneBridge 2018, the "GS Funds") and Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street"). GS Group, Goldman Sachs, BSPI, the GS Funds and Bridge Street are defined collectively as the "Reporting Persons".
Bridge Street is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds.
Goldman Sachs and GS Group may be deemed to beneficially own indirectly shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds and BSPI. Bridge Street, the sole general partner of each of the GS Funds, is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds. Goldman Sachs is a direct subsidiary of GS Group.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
The Reporting Persons are currently analyzing additional trading activity in the Issuer's equity securities and, if necessary, will file another Form 4 as promptly as reasonably practicable once that analysis is complete.
The Series A Mandatory Convertible Preferred Stock (the "Preferred Stock") is convertible into shares of the Issuer's Common Stock. At any time prior to May 15, 2022, holders of the Preferred Stock may elect to convert each share of the Preferred Stock into shares of Common Stock at the minimum conversion rate of 3.0395 shares of Common Stock per share of Preferred Stock.