Home > Insider Trading > Filing (0001179110-20-011073)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1012019	Rush Enterprises Inc	RUSH	Retail-Auto Dealers & Gasoline Stations (5500)	741733016

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1211953	Rusty M William Rush	555 Ih 35 South, Suite 500 New Braunfels TX 78130	Ceo And President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-11-10	112,500	$15.65	236,901	No	4	M	Direct
Class A Common Stock	Disposition	2020-11-10	112,500	$39.39	124,401	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-11-11	400	$15.65	124,801	No	4	M	Direct
Class A Common Stock	Disposition	2020-11-11	400	$39.30	124,401	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Option (right to buy)	Disposition	2020-11-10	112,500	$0.00	112,500	$15.65
Class A Common Stock	Option (right to buy)	Disposition	2020-11-11	400	$0.00	400	$15.65

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,682		2022-03-15	No	4	M	Direct
50,282		2022-03-15	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	2,230	Indirect	By 3MR Partners, L.P.
Class B Common Stock	687,517	Direct
Class B Common Stock	2,435,453	Indirect	By 3MR Partners, L.P.

Footnotes

On October 12, 2020, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.
Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.16 to $39.48. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.295 to $39.30. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan.
Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.