Home > Insider Trading > Filing (0001246360-20-001828)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604643	Evoqua Water Technologies Corp.	AQUA	Refrigeration & Service Industry Machinery (3580)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1720147	Rodney Aulick	210 Sixth Avenue Suite 3300 Pittsburgh PA 15222	Executive Vice President	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-09	35,533	$4.64	129,466	No	4	M	Direct
Common Stock	Disposition	2020-11-09	35,533	$25.73	93,933	No	4	S	Direct
Common Stock	Acquisiton	2020-11-10	19,728	$4.64	113,661	No	4	M	Direct
Common Stock	Disposition	2020-11-10	19,467	$26.04	94,194	No	4	S	Direct
Common Stock	Disposition	2020-11-10	261	$26.50	93,933	No	4	S	Direct
Common Stock	Acquisiton	2020-11-11	54,739	$4.64	148,672	No	4	M	Direct
Common Stock	Disposition	2020-11-11	54,739	$26.73	93,933	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-09	35,533	$0.00	35,533	$4.64
Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-10	19,728	$0.00	19,728	$4.64
Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-11	54,739	$0.00	54,739	$4.64

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
74,467	2024-03-06	No	4	M	Direct
54,739	2024-03-06	No	4	M	Direct
0	2024-03-06	No	4	M	Direct

Footnotes

The amount of these securities shown in column 5 of this table includes 23,477 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by Mr. Aulick on February 24, 2020.
This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Aulick on June 9, 2020.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.22, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 5, 6 and 7 to this Form 4.
This option is fully vested.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.4950, inclusive.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.5050, inclusive.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.52 to $26.89, inclusive.