Filing Details
- Accession Number:
- 0001225208-20-013468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 17:02:03
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 17:02:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578490 | Allan Todd Penegor | C/O The Wendy'S Company One Dave Thomas Boulevard Dublin OH 43017 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-09 | 133,129 | $9.86 | 678,067 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-09 | 133,129 | $22.55 | 544,938 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-10 | 130,676 | $9.86 | 675,614 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-10 | 130,676 | $22.40 | 544,938 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-09 | 133,129 | $0.00 | 133,129 | $9.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-10 | 130,676 | $0.00 | 130,676 | $9.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 130,676 | 2025-08-07 | No | 4 | M | Direct | |
| 0 | 2025-08-07 | No | 4 | M | Direct |
Footnotes
- The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.72 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.16 to $22.78 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- With tandem net exercise and tax withholding rights.
- The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 263,805 shares.
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