Filing Details
- Accession Number:
- 0001209191-20-058026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 17:03:48
- Reporting Period:
- 2020-11-11
- Accepted Time:
- 2020-11-12 17:03:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1358762 | Reata Pharmaceuticals Inc | RETA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1034320 | D Michael Wortley | 5320 Legacy Drive Plano TX 75024 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-11-11 | 51,429 | $0.00 | 51,429 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 2,112 | $175.94 | 49,317 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 2,190 | $177.24 | 47,127 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 9,386 | $178.10 | 37,741 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 16,608 | $179.05 | 21,133 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 10,552 | $180.24 | 10,581 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 7,971 | $180.93 | 2,610 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 2,100 | $182.06 | 510 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 410 | $182.64 | 100 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-11 | 100 | $184.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-11 | 12,245 | $0.00 | 12,245 | $11.00 |
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-11 | 39,184 | $0.00 | 39,184 | $17.43 |
| Class A Common Stock | Class B common stock | Acquisiton | 2020-11-11 | 12,245 | $11.00 | 12,245 | $0.00 |
| Class A Common Stock | Class B common stock | Acquisiton | 2020-11-11 | 39,184 | $17.43 | 39,184 | $0.00 |
| Class A Common Stock | Class B common stock | Disposition | 2020-11-11 | 51,429 | $0.00 | 51,429 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-05-25 | No | 4 | M | Direct | |
| 0 | 2025-03-31 | No | 4 | M | Direct | |
| 12,245 | No | 4 | M | Direct | ||
| 51,429 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $175.61 to $175.585. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $176.68 to $177.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $177.61 to $178.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $178.62 to $179.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $179.61 to $180.565. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $180.63 to $181.57. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $181.62 to $182.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $182.61 to $182.66. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options, representing a right to purchase a total of 39,185 shares, vested in sixteen equal quarterly installments beginning on August 25, 2016.
- The options, representing a right to purchase a total of 39,184 shares, vested as to 14,204 shares on April 1, 2016 and the remainder vested in twelve equal quarterly installments thereafter.
Billionaire Hedge Funds
