Filing Details
- Accession Number:
- 0001209191-20-057998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 16:59:38
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-12 16:59:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348036 | Avalara Inc. | AVLR | Services-Prepackaged Software (7372) | 911995935 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1741458 | M Scott Mcfarlane | 255 South King St. Suite 1800 Seattle WA 98104 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-10 | 12,198 | $8.04 | 841,421 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-10 | 17,802 | $12.34 | 859,223 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-10 | 3,218 | $147.77 | 856,005 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-10 | 3,610 | $148.82 | 852,395 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-10 | 6,013 | $149.78 | 846,382 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-10 | 6,204 | $151.04 | 840,178 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-10 | 9,760 | $151.65 | 830,418 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-10 | 1,195 | $153.18 | 829,223 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-11 | 15,000 | $13.84 | 844,223 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-11 | 2,448 | $155.17 | 841,775 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-11 | 12,552 | $157.36 | 829,223 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-10 | 12,198 | $0.00 | 12,198 | $8.04 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-10 | 17,802 | $0.00 | 17,802 | $12.34 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-11 | 15,000 | $0.00 | 15,000 | $13.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-25 | No | 4 | M | Direct | |
| 217,198 | 2026-06-16 | No | 4 | M | Direct | |
| 235,242 | 2027-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,375 | Indirect | By MVPROJECTS, LLC |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on December 9, 2019, and amended on August 11, 2020.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.31 to $148.29, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (9) to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.33 to $149.29, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.34 to $150.28, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.41 to $151.31, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.45 to $152.32, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.685 to $153.50, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.00 to $155.855, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.00 to $157.605, inclusive.
- The Reporting Person is a member of MVPROJECTS, LLC.
- 25% of the total shares subject to the option vested and became exercisable on January 1, 2016, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on January 1, 2019.
- 25% of the total shares subject to the option vested and became exercisable on May 5, 2017, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on May 5, 2020.
- 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
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