Filing Details
- Accession Number:
- 0001209191-20-057989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 16:50:23
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 16:50:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678691 | Keith Holliday | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-09 | 23,714 | $7.52 | 43,046 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-09 | 15,000 | $9.30 | 58,046 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-09 | 23,714 | $81.56 | 34,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2020-11-09 | 23,714 | $0.00 | 23,714 | $7.52 |
| Common Stock | Common Stock Options | Disposition | 2020-11-09 | 15,000 | $0.00 | 15,000 | $9.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-18 | 2026-03-17 | No | 4 | M | Direct |
| 0 | 2018-03-21 | 2027-03-20 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $82.85, inclusive.
Billionaire Hedge Funds
