Filing Details

Accession Number:
0001073397-20-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 17:27:04
Reporting Period:
2020-11-11
Accepted Time:
2020-11-12 17:27:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883984 Icu Medical Inc ICUI Surgical & Medical Instruments & Apparatus (3841) 330022692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1073397 A George Lopez 951 Calle Amanecer
San Clemente CA 92673
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-11 7,934 $46.53 248,248 No 4 X Direct
Common Stock Acquisiton 2020-11-11 15,066 $46.53 263,314 No 4 X Direct
Common Stock Disposition 2020-11-11 1,695 $192.36 261,619 No 4 S Direct
Common Stock Disposition 2020-11-11 1,101 $193.07 260,518 No 4 S Direct
Common Stock Disposition 2020-11-11 4,878 $194.08 255,640 No 4 S Direct
Common Stock Disposition 2020-11-11 258 $196.27 255,382 No 4 S Direct
Common Stock Disposition 2020-11-11 2 $197.00 255,380 No 4 S Direct
Common Stock Disposition 2020-11-11 7,566 $193.86 247,814 No 4 S Direct
Common Stock Disposition 2020-11-11 7,500 $194.83 240,314 No 4 S Direct
Common Stock Acquisiton 2020-11-12 17,000 $46.53 257,314 No 4 X Direct
Common Stock Disposition 2020-11-12 6,036 $194.09 251,278 No 4 S Direct
Common Stock Disposition 2020-11-12 8,439 $194.93 242,839 No 4 S Direct
Common Stock Disposition 2020-11-12 2,525 $196.05 240,314 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 X Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 X Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-11-11 7,934 $0.00 7,934 $46.53
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-11-11 15,066 $0.00 15,066 $46.53
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-11-12 17,000 $0.00 17,000 $46.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,361 2022-02-01 No 4 X Direct
32,295 2022-02-01 No 4 X Direct
15,295 2022-02-01 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 986,843 Indirect by Partnership
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.94 to $192.76, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.97 to $193.48, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.00 to $194.29, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.00 to $196.78, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  5. All shares sold were sold at the exact price disclosed.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.50 to $194.15, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  7. he price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.50 to $195.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.54 to $194.50, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.56 to $195.23, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.72 to $196.24, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  11. Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.