Filing Details
- Accession Number:
- 0000915913-20-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 17:26:01
- Reporting Period:
- 2020-11-11
- Accepted Time:
- 2020-11-12 17:26:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915913 | Albemarle Corp | ALB | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 541692118 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1776484 | Goszcz Raphael Crawford | Albemarle Corporation 4250 Congress Street, Suite 900 Charlotte NC 28209 | President, Catalysts | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-11 | 1,030 | $65.00 | 14,669 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-11 | 2,046 | $63.84 | 16,715 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-11 | 3,720 | $56.08 | 20,435 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-11 | 7,784 | $56.56 | 28,219 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-11 | 14,580 | $118.43 | 13,639 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2020-11-11 | 1,030 | $0.00 | 1,030 | $65.00 |
| Common Stock | Stock Option | Disposition | 2020-11-11 | 2,046 | $0.00 | 2,046 | $63.84 |
| Common Stock | Stock Option | Disposition | 2020-11-11 | 3,720 | $0.00 | 3,720 | $56.08 |
| Common Stock | Stock Option | Disposition | 2020-11-11 | 7,784 | $0.00 | 7,784 | $56.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-22 | 2023-02-21 | No | 4 | M | Direct |
| 0 | 2019-02-24 | 2024-02-23 | No | 4 | M | Direct |
| 0 | 2020-02-24 | 2025-02-23 | No | 4 | M | Direct |
| 0 | 2019-02-26 | 2026-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 41 | Indirect | Albemarle Savings Plan |
Footnotes
- Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.04 to $118.91, inclusive. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- Stock options vested in three equal installments over 3 years: 02/22/2016, 02/22/2017, and 02/22/2018.
- Stock options vested in three equal installments over 3 years: 02/24/2017, 02/24/2018, and 02/24/2019.
- Stock options vested in three equal installments over 3 years: 02/24/2018, 02/24/2019, and 02/24/2020.
- Stock options cliff-vested on 02/26/2019.
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