Filing Details
- Accession Number:
- 0000009389-20-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 17:11:27
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-12 17:11:27
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1693093 | William Daniel Fisher | 9200 W. 108Th Circle Westminster CO 80021 | Sr Vp & Coo Global Bev Pkg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-10 | 5,000 | $93.38 | 55,511 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-11 | 3,400 | $95.52 | 9,871 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2020-11-11 | 3,400 | $95.52 | 6,471 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-11 | 3,400 | $0.00 | 3,400 | $33.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,400 | 2017-01-27 | 2026-01-27 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,860 | Indirect | 401(k) Plan |
| Common Stock | 1,081 | Indirect | 401(k) Plan by Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $37.59 | 2018-04-26 | 2027-04-26 | 6,940 | 6,940 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $38.84 | 2019-01-24 | 2028-01-24 | 5,520 | 5,520 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $50.78 | 2020-01-23 | 2029-01-23 | 4,130 | 4,130 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $72.59 | 2021-01-29 | 2030-01-29 | 3,906 | 3,906 | Indirect |
| Common Stock | Restricted Stock Units | $0.00 | 2,427 | 2,427 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-04-26 | 6,940 | 6,940 | Indirect |
| 2028-01-24 | 5,520 | 5,520 | Indirect |
| 2029-01-23 | 4,130 | 4,130 | Indirect |
| 2030-01-29 | 3,906 | 3,906 | Indirect |
| 2,427 | 2,427 | Indirect |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $93.34 to $93.475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon equest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 2,470 shares.
- Common stock acquired upon exercise of Non- Qualified Stock Options (NQs).
- The reporting person expressly disclaims beneficial ownership of these securities.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- Exercise of Non- Qualified Stock Options (NQs).
- Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Billionaire Hedge Funds
