Filing Details
- Accession Number:
- 0000899243-20-030832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 17:00:10
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-12 17:00:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604028 | Advanced Drainage Systems Inc. | WMS | Plastics Foam Products (3086) | 510105665 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1756972 | S. Darin Harvey | C/O Advanced Drainage Systems, Inc. 4640 Trueman Boulevard Hilliard OH 43026 | Evp, Supply Chain & Logistics | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-10 | 4,159 | $27.99 | 10,958 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-10 | 3,907 | $27.44 | 14,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-10 | 8,066 | $63.54 | 6,799 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2020-11-10 | 4,159 | $0.00 | 4,159 | $27.99 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2020-11-10 | 3,907 | $0.00 | 3,907 | $27.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,079 | 2028-10-14 | No | 4 | M | Direct | |
| 7,812 | 2029-05-21 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.05 to $63.99, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The options vest in three equal annual installments beginning on October 14, 2019, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
- The options vest in three equal annual installments beginning on May 21, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
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