Filing Details
- Accession Number:
- 0000807863-20-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 16:50:57
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-12 16:50:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 807863 | Mitek Systems Inc | MITK | Computer Peripheral Equipment, Nec (3577) | 870418827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205419 | W Alex Hart | 600 B Street, Suite 100 San Diego CA 92101 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-10 | 3,887 | $2.66 | 329,406 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-10 | 3,887 | $13.31 | 325,519 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-11 | 36,113 | $2.66 | 361,632 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-11 | 36,113 | $13.29 | 325,519 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-10 | 3,887 | $2.66 | 3,887 | $2.66 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-11 | 36,113 | $2.66 | 36,113 | $2.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-04 | 2014-11-04 | No | 4 | M | Direct |
| 0 | 2015-11-04 | 2014-11-04 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.300 - $13.340, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.000 - $13.420, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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