Filing Details
- Accession Number:
- 0000054480-20-000231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 17:02:59
- Reporting Period:
- 2020-11-11
- Accepted Time:
- 2020-11-12 17:02:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1818476 | Augusto Oscar Cuevas Cueto Del | Kansas City Southern 427 W. 12Th Street Kansas City MO 64105 | President & Exec Rep Of Sub | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-11 | 1,046 | $52.62 | 7,182 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-11 | 1,046 | $186.39 | 6,136 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-11 | 1,046 | $0.00 | 1,046 | $52.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-22 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $66.99 | 2022-02-21 | 1,167 | 1,167 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $97.77 | 2023-02-20 | 955 | 955 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $94.23 | 2024-02-19 | 1,018 | 1,018 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $119.35 | 2025-02-17 | 976 | 976 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $82.71 | 2026-02-18 | 1,316 | 1,316 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $86.89 | 2027-02-16 | 601 | 601 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $105.83 | 2028-03-05 | 674 | 674 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $110.13 | 2029-03-04 | 894 | 894 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $171.86 | 2030-02-06 | 738 | 738 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-02-21 | 1,167 | 1,167 | Direct |
| 2023-02-20 | 955 | 955 | Direct |
| 2024-02-19 | 1,018 | 1,018 | Direct |
| 2025-02-17 | 976 | 976 | Direct |
| 2026-02-18 | 1,316 | 1,316 | Direct |
| 2027-02-16 | 601 | 601 | Direct |
| 2028-03-05 | 674 | 674 | Direct |
| 2029-03-04 | 894 | 894 | Direct |
| 2030-02-06 | 738 | 738 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $186.3700 to $186.5200. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
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