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Filing Details

Accession Number:: 0001689923-20-000101
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-12 16:39:00
Reporting Period:: 2020-11-09

Accepted Time:: 2020-11-12 16:39:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1689923	Alteryx Inc.	AYX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198529	Kevin Rubin	C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-11-09	2,248	$0.00	40,349	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-11-09	1,600	$27.09	41,949	No	4	M	Direct
Class A Common Stock	Acquisiton	2020-11-09	1,100	$68.26	43,049	No	4	M	Direct
Class A Common Stock	Disposition	2020-11-09	5,260	$116.29	37,789	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-09	2,248	$0.00	2,248	$12.30
Class A Common Stock	Class B Common Stock	Acquisiton	2020-11-09	2,248	$0.00	2,248	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-11-09	2,248	$0.00	2,248	$0.00
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-09	1,600	$0.00	1,600	$27.09
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-09	1,100	$0.00	1,100	$68.26

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,061	2026-11-28	No	4	M	Direct
2,248		No	4	M	Direct
0		No	4	C	Direct
27,169	2028-01-05	No	4	M	Direct
19,588	2029-03-03	No	4	M	Direct

Footnotes

Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Includes 37,789 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on November 29, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.
The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.