Filing Details
- Accession Number:
- 0001280263-20-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 16:19:59
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 16:19:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558645 | Leslie Kohn | 3101 Jay Street Santa Clara CA 95054 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-11-09 | 4,445 | $8.82 | 938,881 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 3,331 | $38.92 | 942,212 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 7,776 | $62.09 | 934,436 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-09 | 4,445 | $0.00 | 4,445 | $8.82 |
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-09 | 3,331 | $0.00 | 3,331 | $38.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-08-29 | No | 4 | M | Direct | |
| 17,069 | 2024-09-07 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $62.00 to $62.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Shares subject to the option vest monthly over four years beginning on August 1, 2011.
- Shares subject to the option vest monthly over four years commencing on September 8, 2014.
Billionaire Hedge Funds
