Filing Details

Accession Number:
0001209191-20-057932
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 16:19:44
Reporting Period:
2020-11-09
Accepted Time:
2020-11-12 16:19:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296466 M Richard Mcvey C/O Marketaxess Holdings Inc.
55 Hudson Yards, 15Th Floor
New York NY 10001
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Disposition 2020-10-29 50,000 $0.00 881,283 No 5 G Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,492 $534.43 879,791 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,461 $535.60 878,330 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 300 $536.39 878,030 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 985 $537.38 877,045 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 968 $538.64 876,077 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,402 $539.63 874,675 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 300 $540.84 874,375 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 200 $542.24 874,175 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 302 $543.93 873,873 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 569 $545.31 873,304 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,048 $546.36 872,256 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,406 $547.52 870,850 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 333 $548.55 870,517 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 510 $549.31 870,007 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 325 $550.57 869,682 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 698 $551.83 868,984 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 680 $552.61 868,304 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 922 $554.07 867,382 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,435 $554.98 865,947 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 469 $555.71 865,478 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 568 $556.95 864,910 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 606 $557.97 864,304 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,105 $559.14 863,199 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,499 $560.15 861,700 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 2,324 $561.17 859,376 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,400 $562.28 857,976 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 343 $563.22 857,633 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 1,038 $564.31 856,595 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-11-09 973 $565.46 855,622 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents a bona fide gift of shares as a contribution to a charitable trust by the reporting person.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The transactions were executed in multiple trades at prices ranging from $533.96 to $534.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  4. The transactions were executed in multiple trades at prices ranging from $535.13 to $535.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  5. The transactions were executed in multiple trades at prices ranging from $536.14 to $536.86. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  6. The transactions were executed in multiple trades at prices ranging from $537.19 to $537.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  7. The transactions were executed in multiple trades at prices ranging from $538.23 to $538.97. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  8. The transactions were executed in multiple trades at prices ranging from $539.26 to $540.15. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  9. The transactions were executed in multiple trades at prices ranging from $540.37 to $541.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  10. The transactions were executed in multiple trades at prices ranging from $542.15 to $542.33. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  11. The transactions were executed in multiple trades at prices ranging from $543.47 to $544.21. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  12. The transactions were executed in multiple trades at prices ranging from $544.80 to $545.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  13. The transactions were executed in multiple trades at prices ranging from $545.92 to $546.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  14. The transactions were executed in multiple trades at prices ranging from $547.04 to $548.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  15. The transactions were executed in multiple trades at prices ranging from $548.04 to $548.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  16. The transactions were executed in multiple trades at prices ranging from $549.04 to $549.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  17. The transactions were executed in multiple trades at prices ranging from $550.05 to $551. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  18. The transactions were executed in multiple trades at prices ranging from $551.39 to $552.35. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  19. The transactions were executed in multiple trades at prices ranging from $552.40 to $553.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  20. The transactions were executed in multiple trades at prices ranging from $553.43 to $554.41. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  21. The transactions were executed in multiple trades at prices ranging from $554.45 to $555.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  22. The transactions were executed in multiple trades at prices ranging from $555.49 to $556.31. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  23. The transactions were executed in multiple trades at prices ranging from $556.54 to $557.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  24. The transactions were executed in multiple trades at prices ranging from $557.64 to $558.26. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  25. The transactions were executed in multiple trades at prices ranging from $558.65 to $559.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  26. The transactions were executed in multiple trades at prices ranging from $559.68 to $560.67. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  27. The transactions were executed in multiple trades at prices ranging from $560.71 to $561.66. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  28. The transactions were executed in multiple trades at prices ranging from $561.72 to $562.54. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  29. The transactions were executed in multiple trades at prices ranging from $562.78 to $563.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  30. The transactions were executed in multiple trades at prices ranging from $563.92 to $564.85. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  31. The transactions were executed in multiple trades at prices ranging from $565 to $565.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.