Filing Details
- Accession Number:
- 0001209191-11-021336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-04 21:04:20
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-04
- Accepted Time:
- 2011-04-04 21:04:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089511 | Alaska Communications Systems Group Inc | ALSK | Telephone Communications (No Radiotelephone) (4813) | 522126573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205189 | J Liane Pelletier | C/O Alaska Communications Systems 600 Telephone Ave Anchorage AK 99503 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Disposition | 2011-04-01 | 94,900 | $10.58 | 319,502 | No | 4 | S | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2011-04-01 | 1,126 | $0.00 | 320,628 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value | Disposition | 2011-04-01 | 411 | $10.47 | 320,217 | No | 4 | F | Direct | |
Common Stock, $.01 Par Value | Acquisiton | 2011-04-04 | 250,000 | $9.38 | 570,217 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value | Disposition | 2011-04-04 | 222,698 | $10.53 | 347,519 | No | 4 | D | Direct | |
Common Stock, $.01 Par Value | Disposition | 2011-04-04 | 9,952 | $10.53 | 337,567 | No | 4 | F | Direct | |
Common Stock, $.01 Par Value | Disposition | 2011-04-04 | 55,100 | $10.45 | 282,467 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | restricted stock units | Disposition | 2011-04-01 | 1,126 | $0.00 | 1,126 | $0.00 |
Common Stock | Stock settled stock appreciation rights | Disposition | 2011-04-04 | 250,000 | $0.00 | 250,000 | $9.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-04-01 | No | 4 | M | Direct | |
0 | 2011-04-01 | 2014-01-01 | No | 4 | M | Direct |
Footnotes
- This transaction was made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into in March 2011.
- Reflects weighted average sale price. The range of prices for such transaction is $10.50 to $10.67. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents a restricted stock unit award under the Alaska Communications Systems Group, Inc. 1999 Stock Incentive Plan that vested in full on 4/1/2011.
- Reflects weighted average sale price. The range of prices for such transaction is $10.40 to $10.48. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Each SAR consists of the right to receive an amount, in common stock, equal to excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SAR. These SARs represent 50% of a larger award that vested April 1, 2010. The remaining 50% vested on April 1, 2011.