Filing Details
- Accession Number:
- 0001547903-20-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 16:13:22
- Reporting Period:
- 2020-03-15
- Accepted Time:
- 2020-11-12 16:13:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713450 | Julie Norberg | C/O Nmi Holdings, Inc 2100 Powell St., 12Th Fl. Emeryville CA 94608 | Svp, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock Unit (Right To Receive) | Acquisiton | 2020-03-15 | 8,062 | $0.00 | 22,795 | No | 4 | A | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2020-11-09 | 3,000 | $24.23 | 19,795 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents restricted stock units granted to the reporting person pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2020. The restricted stock units vest in three equal annual installments beginning on March 15, 2021.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, at a weighted average sale price of $24.2268. The range of sale prices on the transaction date was $24.2298 to $24.18. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
- Represents 1,822 class A common shares and 17,973 unvested restricted stock units.