Filing Details

Accession Number:
0001547903-20-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 16:13:22
Reporting Period:
2020-03-15
Accepted Time:
2020-11-12 16:13:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH Surety Insurance (6351) 454914248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1713450 Julie Norberg C/O Nmi Holdings, Inc
2100 Powell St., 12Th Fl.
Emeryville CA 94608
Svp, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Unit (Right To Receive) Acquisiton 2020-03-15 8,062 $0.00 22,795 No 4 A Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2020-11-09 3,000 $24.23 19,795 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents restricted stock units granted to the reporting person pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2020. The restricted stock units vest in three equal annual installments beginning on March 15, 2021.
  2. The common stock was sold by the reporting person in a series of open market transactions on the transaction date, at a weighted average sale price of $24.2268. The range of sale prices on the transaction date was $24.2298 to $24.18. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
  3. Represents 1,822 class A common shares and 17,973 unvested restricted stock units.