Filing Details

Accession Number:
0001551182-20-000202
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 11:35:13
Reporting Period:
2020-11-10
Accepted Time:
2020-11-12 11:35:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551182 Eaton Corp Plc ETN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479938 Uday Yadav 1000 Eaton Boulevard
Cleveland OH 44122
See Remarks Below. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-11-10 1,326 $75.36 23,762 No 4 M Direct
Ordinary Shares Disposition 2020-11-10 1,326 $114.34 22,436 No 4 S Direct
Ordinary Shares Acquisiton 2020-11-10 7,174 $75.36 29,610 No 4 M Direct
Ordinary Shares Disposition 2020-11-10 7,174 $115.36 22,436 No 4 S Direct
Ordinary Shares Acquisiton 2020-11-10 1,395 $71.72 23,831 No 4 M Direct
Ordinary Shares Disposition 2020-11-10 1,395 $114.48 22,436 No 4 S Direct
Ordinary Shares Acquisiton 2020-11-10 10,255 $71.72 32,691 No 4 M Direct
Ordinary Shares Disposition 2020-11-10 10,255 $115.39 22,436 No 4 S Direct
Ordinary Shares Acquisiton 2020-11-10 46,082 $56.55 68,518 No 4 M Direct
Ordinary Shares Disposition 2020-11-10 44,982 $114.59 23,536 No 4 S Direct
Ordinary Shares Disposition 2020-11-10 1,100 $115.33 22,436 No 4 S Direct
Ordinary Shares Disposition 2020-11-10 3,710 $114.86 1,590 No 4 S Indirect by trustee of ESP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect by trustee of ESP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option Disposition 2020-11-10 1,326 $75.36 1,326 $75.36
Ordinary Shares Stock Option Disposition 2020-11-10 7,174 $75.36 7,174 $75.36
Ordinary Shares Stock Option Disposition 2020-11-10 1,395 $71.72 1,395 $71.72
Ordinary Shares Stock Option Disposition 2020-11-10 10,255 $71.72 10,255 $71.72
Ordinary Shares Stock Option Disposition 2020-11-10 46,082 $56.55 46,082 $56.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,174 2024-02-25 No 4 M Direct
0 2024-02-25 No 4 M Direct
10,255 2025-02-24 No 4 M Direct
0 2025-02-24 No 4 M Direct
0 2017-02-23 2026-02-23 No 4 M Direct
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.29 - $115.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $114.47 - $114.53. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.20 - $115.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  4. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $114.25 - $115.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  5. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.27 - $115.38. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  6. The reporting person transferred shares from the Eaton Shares Fund in the Eaton Savings Plan to another investment option in the plan.
  7. These ordinary shares are held in the Eaton Savings Plan.
  8. These options were granted on February 25, 2014, and 33% of these options became exercisable on the first anniversary of the grant date. The remaining options will become exercisable as follows: 33% on the second anniversary of the grant date and 34% of these options will become exercisable on the third anniversary of the grant date.
  9. These options were granted on February 24, 2015, and will become exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.
  10. These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.