Filing Details
- Accession Number:
- 0001005229-20-000304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 09:28:09
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-12 09:28:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509464 | S Alan Korman | 205 Crosspoint Parkway Getzville NY 14068 | Vp, Gen'l Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-10 | 4,386 | $27.12 | 37,182 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-10 | 3,679 | $38.22 | 33,503 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-11-10 | 618 | $38.02 | 32,885 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2020-11-10 | 4,386 | $0.00 | 4,386 | $27.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-05-19 | 2024-05-19 | No | 4 | M | Direct |
Footnotes
- The sale was executed in multiple trades at prices ranging from $37.84 to $38.67, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- The sale was executed in multiple trades at prices ranging from $37.95 to $38.16, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- Includes 17,254.5028 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 938.2270 shares become fully vested 5/22/2021; 1,425.0208 shares become fully vested 50% per year for two years beginning 5/22/2021; 2,157.7251 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 892.1560 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,578.2957 shares become fully vested 1/20/2022, 4,254.9261 shares become fully vested 33.33% per year for three years beginning 5/18/2021, and 5,008.1521 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 7/20/2021, if reporting person remains an employee of issuer. Also includes 4,211 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options became exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.