Filing Details
- Accession Number:
- 0001551182-20-000200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 09:25:45
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 09:25:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551182 | Eaton Corp Plc | ETN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188578 | Craig Arnold | 1000 Eaton Boulevard Cleveland OH 44122 | See Remarks Below. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-11-09 | 40,550 | $68.95 | 391,525 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 40,550 | $116.53 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 1,768 | $56.55 | 352,743 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 1,768 | $116.58 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 20,000 | $56.55 | 370,975 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 20,000 | $117.04 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 15,610 | $56.55 | 366,585 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 15,610 | $117.06 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 30,000 | $56.55 | 380,975 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 30,000 | $117.60 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 30,000 | $56.55 | 380,975 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 30,000 | $116.91 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 30,000 | $56.55 | 380,975 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 30,000 | $116.92 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 3,235 | $56.55 | 354,210 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 3,235 | $116.54 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-10 | 1,450 | $68.95 | 352,425 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-10 | 1,450 | $115.00 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-10 | 26,150 | $75.36 | 377,125 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-10 | 26,150 | $115.00 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-10 | 35,900 | $71.72 | 386,875 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-10 | 35,900 | $115.00 | 350,975 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-10 | 2,237 | $56.55 | 353,212 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-10 | 2,237 | $115.02 | 350,975 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option | Disposition | 2020-11-09 | 40,550 | $68.95 | 40,550 | $68.95 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-09 | 1,768 | $56.55 | 1,768 | $56.55 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-09 | 20,000 | $56.55 | 20,000 | $56.55 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-09 | 15,610 | $56.55 | 15,610 | $56.55 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-09 | 30,000 | $56.55 | 30,000 | $56.55 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-09 | 30,000 | $56.55 | 30,000 | $56.55 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-09 | 30,000 | $56.55 | 30,000 | $56.55 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-09 | 3,235 | $56.55 | 3,235 | $56.55 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-10 | 1,450 | $68.95 | 1,450 | $68.95 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-10 | 26,150 | $75.36 | 26,150 | $75.36 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-10 | 35,900 | $71.72 | 35,900 | $71.72 |
| Ordinary Shares | Stock Option | Disposition | 2020-11-10 | 2,237 | $56.55 | 2,237 | $56.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,450 | 2014-07-23 | 2023-07-23 | No | 4 | M | Direct |
| 131,082 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
| 111,082 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
| 95,472 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
| 65,472 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
| 35,472 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
| 5,472 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
| 2,237 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
| 0 | 2014-07-23 | 2023-07-23 | No | 4 | M | Direct |
| 0 | 2015-02-25 | 2024-02-25 | No | 4 | M | Direct |
| 0 | 2016-02-24 | 2025-02-24 | No | 4 | M | Direct |
| 0 | 2017-02-23 | 2026-02-23 | No | 4 | M | Direct |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $116.50 - $116.76. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $116.51 - $116.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $116.98 - $117.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $117.00 - $117.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $117.52 - $117.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $116.76 - $117.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $116.92 - $116.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $116.50 - $116.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.00 - $115.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
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