Filing Details
- Accession Number:
- 0001225208-20-013393
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 08:56:58
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 08:56:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182775 | A Thomas James | 880 Carillon Parkway St. Petersburg FL 33716 | Chairman Emeritus | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-09 | 47,448 | $86.74 | 12,022,284 | No | 4 | S | Indirect | By Thomas A. James Family Rev Trust |
| Common Stock | Disposition | 2020-11-10 | 52,552 | $85.92 | 11,969,732 | No | 4 | S | Indirect | By Thomas A. James Family Rev Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Thomas A. James Family Rev Trust |
| No | 4 | S | Indirect | By Thomas A. James Family Rev Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 900 | Indirect | By Harbus Investors, Inc. |
| Common Stock | 33,750 | Indirect | By James Ventures, Inc. |
| Common Stock | 662,754 | Indirect | By Robert A. James Trust |
| Common Stock | 1,000,000 | Indirect | By TA James Ventures Partnership |
| Common Stock | 416 | Indirect | ESOP |
| Common Stock | 108,087 | Indirect | Spouse |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $86.25 to $87.06.
- Reflects the weighted average sale price. The range of prices for such transaction was $85.75 to $86.26.
- The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Includes shares of common stock held in the reporting person's Employee Stock Ownership Plan (ESOP) account through November 9, 2020.
Billionaire Hedge Funds
