Filing Details
- Accession Number:
- 0001567619-20-019137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 08:42:23
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 08:42:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793952 | Harley-Davidson Inc. | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1466990 | A John Olin | 7700 N. Club Circle Fox Point WI 53217 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-09 | 13,500 | $36.34 | 78,502 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-09 | 2,901 | $33.51 | 75,601 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-09 | 63,476 | $33.99 | 12,125 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-09 | 12,125 | $34.94 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 948 | Indirect | by 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $41.33 | 2012-02-09 | 2021-02-09 | 13,059 | 13,059 | Direct |
| Common Stock | Stock Option (right to buy) | $45.32 | 2013-02-06 | 2022-02-06 | 20,194 | 20,194 | Direct |
| Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 22,825 | 22,825 | Direct |
| Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2023-07-09 | 22,726 | 22,726 | Direct |
| Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2023-07-09 | 25,453 | 25,453 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-09 | 13,059 | 13,059 | Direct |
| 2022-02-06 | 20,194 | 20,194 | Direct |
| 2023-02-04 | 22,825 | 22,825 | Direct |
| 2023-07-09 | 22,726 | 22,726 | Direct |
| 2023-07-09 | 25,453 | 25,453 | Direct |
Footnotes
- The Reporting Person's sale of the issuer's Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 13,500 shares, with the Reporting Person's May 13, 2020 purchase of 13,500 shares of the issuer's Common Stock at an average weighted price of $19.0203 per share. However, the Reporting Person previously disgorged to the issuer profits on the May 13, 2020 purchase of 13,500 shares of the issuer's Common Stock that were matchable to a sale of the issuer's Common Stock that occurred on November 26, 2019 at prices ranging from $37.04 to $37.185. Because the transactions reported herein occurred at prices lower than $37.04, these transactions did not generate any additional profits subject to disgorgement to the issuer.
- The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.46 to $33.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from per $33.58 to $34.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.58 to $35.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- All options are currently exercisable
- Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan
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