Filing Details
- Accession Number:
- 0000950103-20-021990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 20:18:47
- Reporting Period:
- 2020-11-06
- Accepted Time:
- 2020-11-10 20:18:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344018 | A Jack Pacheco | C/O Smart Modular Technologies, Inc. 39870 Eureka Drive Newark CA 94560 | Evp, Cfo, Coo, Pres Smart Mem | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-11-06 | 2,100 | $24.93 | 86,272 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-06 | 3,495 | $30.00 | 82,777 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 35,400 | $24.93 | 118,177 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 49,005 | $30.31 | 69,172 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2020-11-06 | 2,100 | $0.00 | 2,100 | $24.93 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2020-11-09 | 35,400 | $0.00 | 35,400 | $24.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,130 | 2024-09-22 | No | 4 | M | Direct | |
| 9,730 | 2024-09-22 | No | 4 | M | Direct |
Footnotes
- Includes 2,100 shares sold in connection with a divorce settlement agreement.
- This transaction was executed in multiple trades at prices ranging from $30.00 to $30.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 35,400 shares sold in connection with a divorce settlement agreement.
- This transaction was executed in multiple trades at prices ranging from $30.00 to $30.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.
Billionaire Hedge Funds
