Filing Details
- Accession Number:
- 0001071739-20-000242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 19:27:24
- Reporting Period:
- 2020-04-30
- Accepted Time:
- 2020-11-10 19:27:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071739 | Centene Corp | CNC | Hospital & Medical Service Plans (6324) | 041406317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186257 | F Michael Neidorff | 7700 Forysth Boulevard St. Louis MO 63105 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-04-30 | 25,000 | $0.00 | 6,647,732 | No | 5 | G | Direct | |
Common Stock | Disposition | 2020-06-17 | 15,000 | $0.00 | 6,632,732 | No | 5 | G | Direct | |
Common Stock | Disposition | 2020-06-23 | 45,000 | $0.00 | 6,587,732 | No | 5 | G | Direct | |
Common Stock | Disposition | 2020-11-09 | 300,000 | $70.12 | 6,287,732 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 707,170 | Indirect | By GRAT |
Common Stock | 3,600 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 2011-02-11 | 2011-02-11 | 202,276 | 202,276 | Direct |
Common Stock | Common Stock Option (right to buy) | $59.62 | 2022-12-11 | 2029-12-11 | 20,000 | 20,000 | Direct |
Common Stock | Common Stock Option (right to buy) | $28.51 | 2019-12-14 | 2026-12-14 | 7,500 | 7,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-02-11 | 202,276 | 202,276 | Direct |
2029-12-11 | 20,000 | 20,000 | Direct |
2026-12-14 | 7,500 | 7,500 | Direct |
Footnotes
- Ownership includes 861,645 shares of restricted stock subject to vesting requirements.
- This sale is pursuant to an ongoing but small diversification plan and is in accordance with a 10b5-1 Trading Plan that was established on May 11, 2020. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.
- Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.
- Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
- The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.