Filing Details
- Accession Number:
- 0001545711-20-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 18:36:58
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-10 18:36:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 51644 | Interpublic Group Of Companies Inc. | IPG | Services-Advertising Agencies (7311) | 131024020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205871 | Isor Michael Roth | The Interpublic Group Of Companies, Inc. 909 Third Ave New York NY 10022 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-09 | 170,982 | $11.72 | 867,091 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-09 | 170,982 | $21.37 | 696,109 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-10 | 375,466 | $11.72 | 1,071,575 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-10 | 375,466 | $21.32 | 696,109 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2020-11-09 | 170,982 | $11.72 | 170,982 | $11.72 |
| Common Stock | Stock Option | Disposition | 2020-11-10 | 375,466 | $11.72 | 375,466 | $11.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-28 | 2022-02-28 | No | 4 | M | Direct |
| 0 | 2015-02-28 | 2022-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500,000 | Indirect | Trust |
Footnotes
- Involves the exercise of a total of 546,448 options which were set to expire on February 28, 2022 and subsequent sale of the underlying shares. This exercise reflects Mr. Roth's consistent practice of periodically exercising outstanding stock option awards over time as they approach maturity, for general portfolio management and to diversify his equity exposure over various sectors.
- Mr. Roth continues to hold shares in excess of $250% of his stock ownership objectives. Total includes restricted shares that are subject to forfeiture under certain circumstances.
- Reflects average price of multiple sales on November 9, 2020 ranging from $21.25-$21.52. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects average price of multiple sales on November 10, 2020 ranging from $21.06-$21.48. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are held in The Michael I. Roth 2015 GRAT.
Billionaire Hedge Funds
