Filing Details
- Accession Number:
- 0001209191-20-057725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 17:54:45
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-10 17:54:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689402 | Jr. D. William Mcclellan | 5320 Legacy Drive Plano TX 75024 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-11-09 | 4,000 | $0.00 | 4,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-11-09 | 4,000 | $150.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2020-11-09 | 1,500 | $0.00 | 1,500 | $26.46 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2020-11-09 | 2,500 | $0.00 | 2,500 | $26.46 |
| Class A Common Stock | Class B common stock | Acquisiton | 2020-11-09 | 1,500 | $26.46 | 1,500 | $0.00 |
| Class A Common Stock | Class B common stock | Acquisiton | 2020-11-09 | 2,500 | $26.46 | 2,500 | $0.00 |
| Class A Common Stock | Class B common stock | Disposition | 2020-11-09 | 4,000 | $0.00 | 4,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-03-01 | No | 4 | M | Direct | |
| 9,500 | 2027-03-01 | No | 4 | M | Direct | |
| 1,500 | No | 4 | M | Direct | ||
| 4,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.
- The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.
- The options vested in 1 equal installment on June 1, 2017.
- The options vested in 3 equal installments on March 1, 2018, March 1, 2019 and March 1, 2020.
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